Individual Investor

Suitability assessment form (CFIF)

Suitability assessment form (CFIF)

In addition to the funds profiled on our website, Gresham House manages investment opportunities that are subject to restrictions on promotions to investors.

Do not invest unless you are prepared to lose all the money you invest. This is a high-risk investment and you are unlikely to be protected if something goes wrong. Take 2 minutes to learn more – Forestry , Sustainable Infrastructure and Private Equity

To be provided with information on these, you must:

  • Be an investment professional authorised to advise on these funds; or
  • Have completed the form below (‘CFIF’) and been assessed by Gresham House as being suitable and appropriate to invest in the fund due to either being a Certified High-Net-Worth Investor or a Self-Certified Sophisticated Investor; or
  • Be a Certified Sophisticated Investor; or
  • Be an Eligible Counterparty or Professional Client as set out in the FCA Handbook.

Complete the form below to access information about restricted funds.

If you wish to receive information on an investment proposal in an Unregulated Collective Investment Scheme (UCIS) promoted by Gresham House directly, you must first complete this form. If you are in any doubt as to whether an investment of this type is a suitable investment for you, you are strongly advised to contact a professional adviser who is regulated by the Financial Conduct Authority (FCA) to advise on investments of this type, prior to submitting this form.

FCA rules restrict the promotion of UCISs or non-mainstream pooled investments to retail investors in the UK.

The information you give Gresham House in this form will be used by Gresham House to determine whether any particular investment promoted by Gresham House may be appropriate for you.

As a potential investor in a UCIS you are advised that Gresham House undertake transactions on an ‘execution only’ basis, which means that in relation to any particular transaction no advice will be given to you by Gresham House, and Gresham House will not exercise any judgement on your behalf about the merits of, or the suitability for you, of that transaction.

Any information you give on this form will be treated as strictly confidential.

By completing this form you are providing consent for Gresham House or other members of the Gresham House Group to process your personal data and provide details of relevant investment opportunities.

All parties should complete:
1. Section A (Client Information) and Section E (Declaration)
and
2. Section B, C or D as appropriate (using the drop downs below) 

Please read the Gresham House Terms of Business Agreement for Retail Clients >> before completing.

  • Section A: The Client

  • DD slash MM slash YYYY
  • For the following questions please tick the appropriate box:
  • Listed investments
  • Unlisted investments
  • Other (see note 1 below)
  • Note 1
    Net assets for these purposes do not include: 1. The property which is my primary residence or any money raised through a loan secured on that property; or 2. Any rights of mine under a qualifying contract of insurance; or 3. Any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be entitled; or 4. Any withdrawals from my pension savings (except where the withdrawals are used directly for income in retirement).
  • Note 2
    Annual income for these purposes does not include money withdrawn from my pension savings (except where the withdrawals are used directly for income in retirement).

  • I am a...

  • Section E: Declaration

  • Your security is of the upmost importance to us, as such, please bepatient with the reCAPTCHA mechanism below. Do not click “Submit”until the “tick” in the box by “I’m not a robot” has fully developed.